IPS Generator

IPS Generator

Use this questionnaire to generate an Investment Policy Statement (IPS) and an Investment Advisory Agreement (IAA).

*Note – if you are your own RIA, you are responsible so supply your own unique IAA and privacy policy.

ASSESS RISK TOLERANCE

Investor(s)/Client(s)
Investor(s)/Client(s)
First
Last

INVESTMENT OBJECTIVES

Comments Optional – Additional details regarding the investors goals

LIQUIDITY AND INCOME NEEDS

Comments Optional – Detail upcoming income needs from the portfolio

TIME HORIZON

Comments Optional – Detail any additional context needed regarding the investors time horizon

ASSET ALLOCATION

*99% is the max due to a minimum of 1% cash needed
Notes Optional – detail if client has other assets outside of this portfolio
Notes Optional – example: Socially Responsible or do not sell stock “X”

INVESTMENT ACCOUNTS NOT COVERED BY THIS IPS

Submission is disabled until allocations above are adjusted to total 100%